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freebayes, a haplotype-based variant detector

user manual and guide

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Overview

freebayes is a Bayesian genetic variant detector designed to find small polymorphisms, specifically SNPs (single-nucleotide polymorphisms), indels (insertions and deletions), MNPs (multi-nucleotide polymorphisms), and complex events (composite insertion and substitution events) smaller than the length of a short-read sequencing alignment.

freebayes is haplotype-based, in the sense that it calls variants based on the literal sequences of reads aligned to a particular target, not their precise alignment. This model is a straightforward generalization of previous ones (e.g. PolyBayes, samtools, GATK) which detect or report variants based on alignments. This method avoids one of the core problems with alignment-based variant detection--- that identical sequences may have multiple possible alignments:

freebayes uses short-read alignments (BAM files with Phred+33 encoded quality scores, now standard) for any number of individuals from a population and a reference genome (in FASTA format) to determine the most-likely combination of genotypes for the population at each position in the reference. It reports positions which it finds putatively polymorphic in variant call file (VCF) format. It can also use an input set of variants (VCF) as a source of prior information, and a copy number variant map (BED) to define non-uniform ploidy variation across the samples under analysis.

Citing freebayes

A preprint Haplotype-based variant detection from short-read sequencing provides an overview of the statistical models used in freebayes. We ask that you cite this paper if you use freebayes in work that leads to publication. This preprint is used for documentation and citation. freebayes was never submitted for review, but has been used in over 1000 publications.

Please use this citation format:

Garrison E, Marth G. Haplotype-based variant detection from short-read sequencing. arXiv preprint arXiv:1207.3907 [q-bio.GN] 2012

If possible, please also refer to the version number provided by freebayes when it is run without arguments or with the --help option. For example, you should see something like this:

version:  v1.3.1-1-g5eb71a3-dirty

This provides both a point release number and a git commit id, which will ensure precise reproducibility of results.

Download

Precompiled static binaries are available for freebayes relases. Most users should simply download these and run them.

Other packages are available from various sources, including conda and Debian, but these are relatively old (at least as of 2019) and do not include important updates from the past few years.

Support

Please report any issues or questions to the freebayes mailing list, freebayes issue tracker, or by email to [email protected].

Usage

In its simplest operation, freebayes requires only two inputs: a FASTA reference sequence, and a BAM-format alignment file sorted by reference position. For instance:

freebayes -f ref.fa aln.bam >var.vcf

... will produce a VCF file describing all SNPs, INDELs, and haplotype variants between the reference and aln.bam.

Multiple BAM files may be given for joint calling.

Typically, we might consider two additional parameters. GVCF output allows us to have coverage information about non-called sites, and we can enable it with --gcvcf. For performance reasons we may want to skip regions of extremely high coverage in the reference using the --skip-limit parameter -g. These can greatly increase runtime but do not produce meaningful results. For instance, if we wanted to exclude regions of 1000X coverage, we would run:

freebayes -f ref.fa --gvcf -g 1000 >var.vcf

For a description of available command-line options and their defaults, run:

freebayes --help

Examples

Call variants assuming a diploid sample:

freebayes -f ref.fa aln.bam >var.vcf

Call variants on only chrQ:

freebayes -f ref.fa -r chrQ aln.bam >var.vcf

Call variants on only chrQ, from position 1000 to 2000:

freebayes -f ref.fa -r chrQ:1000-2000 aln.bam >var.vcf

Require at least 5 supporting observations to consider a variant:

freebayes -f ref.fa -C 5 aln.bam >var.vcf

Skip over regions of high depth by discarding alignments overlapping positions where total read depth is greater than 200:

freebayes -f ref.fa -g 200 aln.bam >var.vcf

Use a different ploidy:

freebayes -f ref.fa -p 4 aln.bam >var.vcf

Assume a pooled sample with a known number of genome copies. Note that this means that each sample identified in the BAM file is assumed to have 32 genome copies. When running with highh --ploidy settings, it may be required to set --use-best-n-alleles to a low number to limit memory usage.

freebayes -f ref.fa -p 32 --use-best-n-alleles 4 --pooled-discrete aln.bam >var.vcf

Generate frequency-based calls for all variants passing input thresholds. You'd do this in the case that you didn't know the number of samples in the pool.

freebayes -f ref.fa -F 0.01 -C 1 --pooled-continuous aln.bam >var.vcf

Use an input VCF (bgzipped + tabix indexed) to force calls at particular alleles:

freebayes -f ref.fa -@ in.vcf.gz aln.bam >var.vcf

Generate long haplotype calls over known variants:

freebayes -f ref.fa --haplotype-basis-alleles in.vcf.gz \
                    --haplotype-length 50 aln.bam

Naive variant calling: simply annotate observation counts of SNPs and indels:

freebayes -f ref.fa --haplotype-length 0 --min-alternate-count 1 \
    --min-alternate-fraction 0 --pooled-continuous --report-monomorphic >var.vcf

Parallel operation (use 36 cores in this case):

freebayes-parallel <(fasta_generate_regions.py ref.fa.fai 100000) 36 \
    -f ref.fa aln.bam >var.vcf

Note that any of the above examples can be made parallel by using the scripts/freebayes-parallel script. If you find freebayes to be slow, you should probably be running it in parallel using this script to run on a single host, or generating a series of scripts, one per region, and run them on a cluster. Be aware that the freebayes-parallel script contains calls to other programs using relative paths from the scripts subdirectory; the easiest way to ensure a successful run is to invoke the freebayes-parallel script from within the scripts subdirectory.

Calling variants: from fastq to VCF

You've sequenced some samples. You have a reference genome or assembled set of contigs, and you'd like to determine reference-relative variants in your samples. You can use freebayes to detect the variants, following these steps:

  • Align your reads to a suitable reference (e.g. with bwa or MOSAIK)
  • Ensure your alignments have read groups attached so their sample may be identified by freebayes. Aligners allow you to do this, but you can also use bamaddrg to do so post-alignment.
  • Sort the alignments (e.g. sambamba sort).
  • Mark duplicates, for instance with sambamba markdup (if PCR was used in the preparation of your sequencing library)
  • Run freebayes on all your alignment data simultaneously, generating a VCF. The default settings should work for most use cases, but if your samples are not diploid, set the --ploidy and adjust the --min-alternate-fraction suitably.
  • Filter the output e.g. using reported QUAL and/or depth (DP) or observation count (AO).
  • Interpret your results.
  • (possibly, Iterate the variant detection process in response to insight gained from your interpretation)

freebayes emits a standard VCF 4.1 output stream. This format is designed for the probabilistic description of allelic variants within a population of samples, but it is equally suited to describing the probability of variation in a single sample.

Of primary interest to most users is the QUAL field, which estimates the probability that there is a polymorphism at the loci described by the record. In freebayes, this value can be understood as 1 - P(locus is homozygous given the data). It is recommended that users use this value to filter their results, rather than accepting anything output by freebayes as ground truth.

By default, records are output even if they have very low probability of variation, in expectation that the VCF will be filtered using tools such as vcffilter in vcflib, which is also included in the repository under vcflib/. For instance,

freebayes -f ref.fa aln.bam | vcffilter -f "QUAL > 20" >results.vcf

removes any sites with estimated probability of not being polymorphic less than phred 20 (aka 0.01), or probability of polymorphism > 0.99.

In simulation, the receiver-operator characteristic (ROC) tends to have a very sharp inflection between Q1 and Q30, depending on input data characteristics, and a filter setting in this range should provide decent performance. Users are encouraged to examine their output and both variants which are retained and those they filter out. Most problems tend to occur in low-depth areas, and so users may wish to remove these as well, which can also be done by filtering on the DP flag.

Calling variants in a population

freebayes is designed to be run on many individuals from the same population (e.g. many human individuals) simultaneously. The algorithm exploits a neutral model of allele diffusion to impute most-confident genotypings across the entire population. In practice, the discriminant power of the method will improve if you run multiple samples simultaneously. In other words, if your study has multiple individuals, you should run freebayes against them at the same time. This also ensures consistent reporting of information about evidence for all samples at any locus where any are apparently polymorphic.

To call variants in a population of samples, each alignment must have a read group identifier attached to it (RG tag), and the header of the BAM file in which it resides must map the RG tags to sample names (SM). Furthermore, read group IDs must be unique across all the files used in the analysis. One read group cannot map to multiple samples. The reason this is required is that freebayes operates on a virtually merged BAM stream provided by the BamTools API. If merging the files in your analysis using bamtools merge would generate a file in which multiple samples map to the same RG, the files are not suitable for use in population calling, and they must be modified.

Users may add RG tags to BAM files which were generated without this information by using (as mentioned in "Calling variants" above) bamaddrg. If you have many files corresponding to many individuals, add a unique read group and sample name to each, and then open them all simultaneously with freebayes. The VCF output will have one column per sample in the input.

Performance tuning

If you find freebayes to be slow, or use large amounts of memory, consider the following options:

  • Set --use-best-n-alleles 4: this will reduce the number of alleles that are considered, which will decrease runtime at the cost of sensitivity to lower-frequency alleles at multiallelic loci. Calculating site qualities requires O(samples*genotypes) runtime, and the number of genotypes is exponential in ploidy and the number of alleles that are considered, so this is very important when working with high ploidy samples (and also --pooled-discrete). By default, freebayes puts no limit on this.

  • Remove --genotype-qualities: calculating genotype qualities requires O(samples*genotypes) memory.

  • Set higher input thresholds. Require that N reads in one sample support an allele in order to consider it: --min-alternate-count N, or that the allele fraction in one sample is M: --min-alternate-fraction M. This will filter noisy alleles. The defaults, --min-alternate-count 2 --min-alternate-fraction 0.2, are most-suitable for diploid, moderate-to-high depth samples, and should be changed when working with different ploidy samples. Alternatively, --min-alternate-qsum can be used to set a specific quality sum, which may be more flexible than setting a hard count on the number of observations.

Observation filters and qualities

Input filters

By default, freebayes doesn't

freebayes may be configured to filter its input so as to ignore low-confidence alignments and alleles which are only supported by low-quality sequencing observations (see --min-mapping-quality and --min-base-quality). It also will only evaluate a position if at least one read has mapping quality of --min-supporting-mapping-quality and one allele has quality of at least --min-supporting-base-quality.

Reads with more than a fixed number of high-quality mismatches can be excluded by specifying --read-mismatch-limit. This is meant as a workaround when mapping quality estimates are not appropriately calibrated.

Reads marked as duplicates in the BAM file are ignored, but this can be disabled for testing purposes by providing --use-duplicate-reads. freebayes does not mark duplicates on its own, you must use another process to do this, such as that in sambamba.

Observation thresholds

As a guard against spurious variation caused by sequencing artifacts, positions are skipped when no more than --min-alternate-count or --min-alternate-fraction non-clonal observations of an alternate are found in one sample. These default to 2 and 0.05 respectively. The default setting of --min-alternate-fraction 0.05 is suitable for diploid samples but may need to be changed for higher ploidy.

Allele type exclusion

freebayes provides a few methods to ignore certain classes of allele, e.g. --throw-away-indels-obs and --throw-awary-mnps-obs. Users are strongly cautioned against using these, because removing this information is very likely to reduce detection power. To generate a report only including SNPs, use vcffilter post-call as such:

freebayes ... | vcffilter -f "TYPE = snp"

Normalizing variant representation

If you wish to obtain a VCF that does not contain haplotype calls or complex alleles, first call with default parameters and then decompose the output with tools in vcflib, vt, vcf-tools, bcftools, GATK, or Picard. Here we use a tool in vcflib that normalizes the haplotype calls into pointwise SNPs and indels:

freebayes ... | vcfallelicprimitives -kg >calls.vcf

Note that this is not done by default as it makes it difficult to determine which variant calls freebayes completed. The raw output faithfully describes exactly the calls that were made.

Observation qualities

freebayes estimates observation quality using several simple heuristics based on manipulations of the phred-scaled base qualities:

  • For single-base observations, mismatches and reference observations: the un-adjusted base quality provided in the BAM alignment record.
  • For insertions: the mean quality of the bases inside of the putatively inserted sequence.
  • For deletions: the mean quality of the bases flanking the putatively deleted sequence.
  • For haplotypes: the mean quality of allele observations within the haplotype.

By default, both base and mapping quality are into the reported site quality (QUAL in the VCF) and genotype quality (GQ, when supplying --genotype-qualities). This integration is driven by the "Effective Base Depth" metric first developed in snpTools, which scales observation quality by mapping quality: P(Obs|Genotype) ~ P(MappedCorrectly(Obs))P(SequencedCorrectly(Obs)). Set --standard-gls to use the model described in the freebayes preprint.

Stream processing

freebayes can read BAM from standard input --stdin instead of directly from files. This allows the application of any number of streaming BAM filters and calibrators to its input.

bam_merger.sh | streaming_filter_or_process.sh | freebayes --stdin ...

This pattern allows the adjustment of alignments without rewriting BAM files, which could be expensive depending on context and available storage. A prime example of this would be graph-based realignment of reads to known variants as implemented in glia.

Using this pattern, you can filter out reads with certain criteria using bamtools filter without having to modify the input BAM file. You can also use the bamtools API to write your own custom filters in C++. An example filter is bamfiltertech [src/bamfiltertech.cpp](http://github.com/ekg/freebayes/blob/master/src/bamfilte rtech.cpp), which could be used to filter out technologies which have characteristic errors which may frustrate certain types of variant detection.

INDELs

In principle, any gapped aligner which is sensitive to indels will produce satisfactory input for use by freebayes. Due to potential ambiguity, indels are not parsed when they overlap the beginning or end of alignment boundaries.

When calling indels, it is important to homogenize the positional distribution of insertions and deletions in the input by using left realignment. This is now done automatically by freebayes, but the behavior can be turned off via --dont-left-align-indels flag. You probably don't want to do this.

Left realignment will place all indels in homopolymer and microsatellite repeats at the same position, provided that doing so does not introduce mismatches between the read and reference other than the indel. This method computationally inexpensive and handles the most common classes of alignment inconsistency.

Haplotype calls

As freebayes is haplotype-based, left-alignment is necessary only for the determination of candidate polymorphic loci. Once such loci are determined, haplotype observations are extracted from reads where:

  1. putative variants lie within --haplotype-length bases of each other (default 3bp),
  2. the reference sequence has repeats (e.g. microsatellites or STRs are called as one haplotype),
  3. the haplotype which is called has Shannon entropy less than --min-repeat-entropy, which is off by default but can be set to ~1 for optimal genotyping of indels in lower-complexity sequence.

After a haplotype window is determined by greedily expanding the window across overlapping haplotype observations, all reads overlapping the window are used to establish data likelihoods, P(Observations|Genotype), for all haplotypes which have sufficient support to pass the input filters.

Partial observations are considered to support those haplotypes which they could match exactly. For expedience, only haplotypes which are contiguously observed by the reads are considered as putative alleles in this process. This differs from other haplotype-based methods, such as Platypus, which consider all possible haplotypes composed of observed component alleles (SNPs, indels) in a given region when generating likelihoods.

The primary adantages of this approach are conceptual simplicity and performance, and it is primarily limited in the case of short reads, an issue that is mitigated by increasing read lengths. Also, a hybrid approach must be used to call haplotypes from high-error rate long reads.

Re-genotyping known variants and calling long haplotypes

For longer reads with higher error rates, it is possible to generate long haplotypes in two passes over the data. For instance, if we had very long reads (e.g. >10kb) at moderate depth and high error rate (>5%) such as might be produced by PacBio, we could do something like:

freebayes -f ref.fa aln.bam | vcffilter -f "QUAL > 20" >vars.vcf

... thus generating candidate variants of suitable quality using the default detection window. We can then use these as "basis alleles" for the observation of haplotypes, considering all other putative variants supported by the alignment to be sequencing errors:

freebayes -f ref.fa --haplotype-length 500 \
    --haplotype-basis-alleles vars.vcf aln.bam >haps.vcf

These steps should allow us to read long haplotypes directly from input data with high error rates.

The high error rate means that beyond a small window each read will contain a completely different literal haplotype. To a point, this property improves our signal to noise ratio and can effectively filter out sequencing errors at the point of the input filters, but it also decreases the effective observation depth will prevent the generation of any calls if a long --haplotype-length is combined with high a sequencing error rate.

Best practices and design philosophy

freebayes follows the patterns suggested by the Unix philosophy, which promotes the development of simple, modular systems that perform a single function, and can be combined into more complex systems using stream processing of common interchange formats.

freebayes incorporates a number of features in order to reduce the complexity of variant detection for researchers and developers:

  • Indel realignment is accomplished internally using a read-independent method, and issues resulting from discordant alignments are dramatically reducedy through the direct detection of haplotypes.
  • The need for base quality recalibration is avoided through the direct detection of haplotypes. Sequencing platform errors tend to cluster (e.g. at the ends of reads), and generate unique, non-repeating haplotypes at a given locus.
  • Variant quality recalibration is avoided by incorporating a number of metrics, such as read placement bias and allele balance, directly into the Bayesian model. (Our upcoming publication will discuss this in more detail.)

A minimal pre-processing pipeline similar to that described in "Calling variants" should be sufficient for most uses. For more information, please refer to a recent post by Brad Chapman on minimal BAM preprocessing methods.

Development

To download freebayes, please use git to download the most recent development tree:

git clone --recursive git://github.com/ekg/freebayes.git

Note the use of --recursive. This is required in order to download all nested git submodules for external repositories.

Resolving proxy issues with git

Depending on your local network configuration, you may have problems obtaining freebayes via git. If you see something like this you may be behind a proxy that blocks access to standard git:// port (9418).

$ git clone --recursive git://github.com/ekg/freebayes.git
Cloning into 'freebayes'...
fatal: Unable to look up github.com (port 9418) (Name or service not known)

Luckily, if you have access to https:// on port 443, then you can use this 'magic' command as a workaround to enable download of the submodules:

git config --global url.https://github.com/.insteadOf git://github.com/

Compilation

freebayes requires g++ and the standard C and C++ development libraries.

make

Will build the executable freebayes, as well as the utilities bamfiltertech and bamleftalign. These executables can be found in the bin/ directory in the repository.

Users may wish to install to e.g. /usr/local/bin (default), which is accomplished via

sudo make install

Note that the freebayes-parallel script and the programs on which it depends are not installed by this command.

Users can optionally build with BamTools instead of SeqLib. Building with BamTools requires CMake.

make wbamtools

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